Personnel SFC Licences and HKMA Registrations (ID 127621)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2020-11-20	-
EMPEROR FUTURES LIMITED	Rep	Dealing in futures contracts	2019-07-05	-
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2015-09-22	-
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2009-03-10	2009-07-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.