Personnel Hong Kong SFC License Details (ID 127631)

Personnel Hong Kong SFC License Details (ID 127631)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2018-08-07	2018-08-15
	Rep	Dealing in securities	2018-08-07	2018-08-15
	Rep	Advising on securities	2017-09-21	2017-10-10
	Rep	Dealing in securities	2017-09-21	2017-10-10
	Rep	Advising on securities	2016-02-11	2016-02-23
	Rep	Dealing in securities	2016-02-11	2016-02-23
	Rep	Advising on securities	2015-04-17	2015-04-27
	Rep	Dealing in securities	2015-04-17	2015-04-27
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in securities	2009-02-25	2010-08-27