Personnel SFC Licences and HKMA Registrations (ID 12763135)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHARLES SCHWAB, HONG KONG, LIMITED	Rep	Advising on securities	2019-12-23	-
	Rep	Dealing in securities	2019-12-23	-
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2018-02-05	2019-12-17
	Rep	Dealing in securities	2018-02-05	2019-12-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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