Personnel SFC Licences and HKMA Registrations (ID 12763146)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PineBridge Investments Asia Limited	Rep	Advising on securities	2022-08-02	-
	Rep	Asset management	2022-08-02	-
	Rep	Dealing in securities	2022-08-02	-
PineBridge Investments Hong Kong Limited	Rep	Asset management	2022-08-02	-
	Rep	Dealing in securities	2022-08-02	-
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2018-02-05	2018-08-31
	Rep	Advising on securities	2018-02-05	2022-07-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.