Personnel Hong Kong SFC License Details (ID 12763152)

Personnel Hong Kong SFC License Details (ID 12763152)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2025-04-22	-
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2025-04-22	-
VICTORY SECURITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2022-06-22	2024-09-02
	Rep	Dealing in securities	2022-06-22	2024-09-02
Hongkong Yifu International Futures Limited	Rep	Dealing in securities	2019-10-02	2021-02-27
	Rep	Dealing in futures contracts	2018-12-04	2021-02-27
PHILLIP COMMODITIES (HK) LIMITED	Rep	Leveraged foreign exchange trading	2018-05-11	2018-11-19
	Rep	Dealing in futures contracts	2018-02-05	2018-11-19
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2018-02-05	2018-11-19