Personnel Hong Kong SFC License Details (ID 127655)

Personnel Hong Kong SFC License Details (ID 127655)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Admiralty Harbour Capital Limited	RO	Advising on corporate finance	2023-01-05	-
	Rep	Advising on securities	2021-07-12	-
	Rep	Dealing in securities	2021-07-12	-
	Rep	Advising on corporate finance	2021-06-29	2023-01-05
HSBC Corporate Finance (Hong Kong) Limited	Rep	Advising on corporate finance	2015-01-06	2021-05-18
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2012-06-07	2014-05-17
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2009-03-13	2010-05-31
	Rep	Dealing in securities	2009-03-13	2010-05-31
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2009-03-13	2010-05-31