| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Admiralty Harbour Capital Limited | RO | Advising on corporate finance | 2023-01-05 | - |
| Rep | Advising on securities | 2021-07-12 | - | |
| Rep | Dealing in securities | 2021-07-12 | - | |
| Rep | Advising on corporate finance | 2021-06-29 | 2023-01-05 | |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2015-01-06 | 2021-05-18 |
| UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-06-07 | 2014-05-17 |
| MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2009-03-13 | 2010-05-31 |
| Rep | Dealing in securities | 2009-03-13 | 2010-05-31 | |
| Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2009-03-13 | 2010-05-31 |
No HKMA registrations in the collected records.