Pal, Abhishek (SFC:ASN918) SFC Licences and HKMA Registrations (ID 127678)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BREVAN HOWARD (HONG KONG) LIMITED	Rep	Asset management	2025-06-30	-
Morgan Stanley Asia Limited	Rep	Dealing in securities	2021-09-07	2022-09-12
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2021-09-07	2022-09-12
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2018-02-23	2021-06-25
	Rep	Dealing in securities	2018-02-23	2021-06-25
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2018-02-23	2021-06-25
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2017-10-23	2017-10-27
	Rep	Dealing in securities	2017-10-23	2017-10-27
	Rep	Dealing in futures contracts	2015-10-26	2015-10-30
	Rep	Dealing in securities	2015-10-26	2015-10-30
	Rep	Providing automated trading services	2009-03-10	2010-05-17
	Rep	Dealing in futures contracts	2009-03-10	2010-05-17
	Rep	Dealing in securities	2009-03-10	2010-05-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.