Personnel Hong Kong SFC License Details (ID 127679)

Personnel Hong Kong SFC License Details (ID 127679)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Square Capital Management Limited	RO	Advising on securities	2019-07-15	-
	RO	Asset management	2019-07-15	-
BLACKSTONE GROUP (HK) LIMITED, THE	Rep	Dealing in securities	2014-11-28	2017-03-16
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2011-09-21	2014-06-14
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2011-09-21	2014-06-14
	Rep	Dealing in securities	2011-09-21	2014-06-14
PineBridge Investments Asia Limited	Rep	Dealing in securities	2010-06-01	2010-08-07
	Rep	Advising on securities	2009-03-10	2010-08-07
	Rep	Asset management	2009-03-10	2010-08-07
PineBridge Investments Hong Kong Limited	Rep	Dealing in securities	2009-03-10	2010-08-07