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Harris, Derek Guy Hong Kong SFC License Details (ID 127682)
Harris, Derek Guy
SFC ID:
ASN949
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Merrill Lynch (Asia Pacific) Limited
Rep
Dealing in securities
2009-03-09
2010-06-01
MERRILL LYNCH FUTURES (HONG KONG) LIMITED
Rep
Dealing in futures contracts
2009-03-09
2010-06-01