Personnel Hong Kong SFC License Details (ID 127729)

Personnel Hong Kong SFC License Details (ID 127729)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2017-01-25	2018-06-01
	Rep	Dealing in securities	2017-01-25	2018-06-01
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2010-08-27	2011-07-28
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2010-05-13	2011-07-28
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2010-05-13	2011-07-28
Yuanta Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2009-03-18	2010-03-03
	Rep	Dealing in securities	2009-03-18	2010-03-03