Personnel Hong Kong SFC License Details (ID 12773611)

Personnel Hong Kong SFC License Details (ID 12773611)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Emperor Asset Management Limited	Rep	Advising on securities	2026-02-24	2026-09-18
	Rep	Asset management	2026-02-24	2026-09-18
EMPEROR SECURITIES LIMITED (HK)	Rep	Advising on securities	2023-12-20	2025-03-25
Emperor Wealth Management Limited	Rep	Advising on securities	2023-12-20	2026-09-18
EMPEROR SECURITIES LIMITED (HK)	Rep	Dealing in securities	2023-06-20	2026-09-18
Emperor Wealth Management Limited	Rep	Dealing in securities	2023-06-20	2026-09-18
ZHONGTAI INTERNATIONAL FINANCIAL PRODUCTS LIMITED	Rep	Dealing in securities	2018-02-08	2020-04-14