Personnel Hong Kong SFC License Details (ID 127770)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	RO	Dealing in securities	2019-09-06	-
	Rep	Dealing in securities	2017-10-03	2019-09-06
	Rep	Dealing in securities	2014-11-19	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	RO	Dealing in futures contracts	2014-11-19	-
ONG PACIFIC CAPITAL LIMITED	Rep	Advising on corporate finance	2010-10-15	2012-08-22
SECURIS CAPITAL LIMITED	Rep	Asset management	2009-05-04	2010-03-31