Personnel Hong Kong SFC License Details (ID 127775)

Personnel Hong Kong SFC License Details (ID 127775)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Everbright Securities Investment Services (HK) Limited	RO	Asset management	2021-12-29	2024-09-07
	RO	Advising on securities	2020-04-15	2024-09-07
	RO	Dealing in securities	2020-04-15	2024-09-07
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2018-10-23	2024-09-07
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2018-07-19	2020-04-15
	Rep	Dealing in securities	2018-07-19	2020-04-15
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2009-03-26	2009-09-09