Personnel Hong Kong SFC License Details (ID 127791)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
YRD Asset Management Limited	RO	Advising on securities	2017-10-23	-
	RO	Asset management	2017-10-23	-
	RO	Dealing in securities	2017-10-23	-
BOCI SECURITIES LIMITED	Rep	Advising on securities	2009-03-31	2010-07-23
	Rep	Dealing in securities	2009-03-31	2010-07-23