Personnel Hong Kong SFC License Details (ID 127802)

Personnel Hong Kong SFC License Details (ID 127802)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AP Capital Management (Hong Kong) Limited	RO	Advising on futures contracts	2018-03-08	2023-04-21
	RO	Advising on securities	2018-03-08	2023-04-21
	RO	Dealing in futures contracts	2016-08-03	2023-04-21
	RO	Dealing in securities	2016-08-03	2023-04-21
	RO	Asset management	2015-08-04	2023-04-21
COFCO ASSET MANAGEMENT (INTERNATIONAL) COMPANY LIMITED	Rep	Asset management	2014-05-13	2015-07-20
De Riva Asia Limited	Rep	Dealing in futures contracts	2013-09-11	2014-03-18
	Rep	Dealing in securities	2013-09-11	2014-03-18
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2009-04-14	2011-06-24
	Rep	Dealing in securities	2009-04-14	2011-06-24