Personnel SFC Licences and HKMA Registrations (ID 12780585)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Symmetry Investments (Hong Kong) Limited	Rep	Asset management	2022-07-18	-
Snow Lake Capital (HK) Limited	Rep	Asset management	2020-09-30	2022-06-30
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2018-02-12	2020-09-25
	Rep	Dealing in securities	2018-02-12	2020-09-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.