Personnel Hong Kong SFC License Details (ID 12780586)

Personnel Hong Kong SFC License Details (ID 12780586)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TIAG Securities Trading Limited	RO	Dealing in securities	2024-01-18	2026-08-04
	Rep	Dealing in securities	2024-01-11	2024-01-18
Volant Trading Asia Limited	RO	Dealing in futures contracts	2022-07-13	2023-05-12
	RO	Dealing in securities	2022-07-13	2023-05-12
Maven Asia (Hong Kong) Limited	Rep	Dealing in futures contracts	2018-11-27	2020-11-11
	Rep	Dealing in securities	2018-11-27	2020-11-11
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2018-02-12	2018-07-03
	Rep	Dealing in securities	2018-02-12	2018-07-03