Webb-site Legacy
En
Home
Broadbent, Neil Eric Hong Kong SFC License Details (ID 12780590)
Broadbent, Neil Eric
SFC ID:
BMI332
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
BlackRock Asset Management North Asia Limited
Rep
Advising on securities
2022-03-02
-
Rep
Dealing in securities
2022-03-02
-
Citigroup Global Markets Asia Limited
Rep
Dealing in securities
2018-02-12
2019-09-12