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Personnel SFC Licences and HKMA Registrations (ID 12784220)
Personnel
Key Data
Licences & registrations
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
BARCLAYS CAPITAL ASIA LIMITED
Rep
Dealing in securities
2026-04-08
-
Rep
Dealing in securities
2018-02-13
2021-03-23
HKMA registrations
HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.
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