Personnel Hong Kong SFC License Details (ID 12784221)

Personnel Hong Kong SFC License Details (ID 12784221)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2018-03-23	2025-05-09
	RO	Advising on securities	2018-03-23	2025-05-09
	RO	Dealing in securities	2018-03-23	2025-05-09
CCB INTERNATIONAL SECURITIES LIMITED	RO	Dealing in futures contracts	2018-03-23	2025-05-09
	RO	Advising on securities	2018-03-22	2025-05-09
	RO	Dealing in securities	2018-03-22	2025-05-09
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2018-02-13	2018-03-22
	Rep	Advising on securities	2018-02-13	2018-03-22
	Rep	Dealing in securities	2018-02-13	2018-03-22
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2018-02-13	2018-03-22
	Rep	Dealing in futures contracts	2018-02-13	2018-03-22
	Rep	Dealing in securities	2018-02-13	2018-03-22