Personnel Hong Kong SFC License Details (ID 12784224)

Personnel Hong Kong SFC License Details (ID 12784224)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Global Markets Limited	Rep	Dealing in securities	2021-09-17	2021-11-26
CMB INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2020-05-12	2021-11-26
CMB International Securities Limited	Rep	Advising on securities	2020-05-12	2021-11-26
	Rep	Dealing in securities	2020-05-12	2021-11-26
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2018-02-13	2020-04-09
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2018-02-13	2020-04-09
	Rep	Dealing in securities	2018-02-13	2020-04-09