| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Arta Asset Management Limited | Rep | Advising on securities | 2026-08-26 | - |
| Rep | Asset management | 2026-08-26 | - | |
| Rep | Dealing in securities | 2026-08-26 | - | |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2023-05-03 | 2026-08-09 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2023-05-03 | 2026-08-09 |
| CHIEF SECURITIES LIMITED | Rep | Advising on securities | 2021-12-09 | 2022-12-01 |
| CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2018-05-31 | 2022-12-01 |
| CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2018-05-31 | 2022-12-01 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2018-02-14 | 2018-04-20 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-02-14 | 2018-04-20 |
No HKMA registrations in the collected records.