Personnel Hong Kong SFC License Details (ID 12790395)

Personnel Hong Kong SFC License Details (ID 12790395)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Rich Bay Securities Limited	Rep	Dealing in futures contracts	2022-06-30	2023-06-30
	Rep	Dealing in securities	2022-06-30	2023-06-30
Yuan Tong Global Securities Limited	Rep	Dealing in futures contracts	2021-07-09	2022-02-28
	Rep	Dealing in securities	2021-07-09	2022-02-28
MIB FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2021-01-22	2021-04-20
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2021-01-22	2021-04-20
Rifa Futures Limited	Rep	Dealing in futures contracts	2020-07-14	2021-01-01
Rifa Securities Limited	Rep	Dealing in securities	2020-07-14	2021-01-01
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2018-02-15	2020-05-13
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2018-02-15	2020-05-13