Personnel Hong Kong SFC License Details (ID 127927)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2018-06-21	2025-03-07
	Rep	Dealing in securities	2018-03-14	2018-03-16
	Rep	Dealing in securities	2017-10-20	2017-10-27
	Rep	Dealing in securities	2017-07-07	2017-07-14
	Rep	Dealing in securities	2017-01-06	2017-01-13
	Rep	Dealing in securities	2016-09-15	2016-09-23
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2009-05-06	2009-06-30
	Rep	Dealing in securities	2009-05-06	2009-06-30