Personnel Hong Kong SFC License Details (ID 127975)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Janus Henderson Investors Hong Kong Limited	Rep	Advising on securities	2011-10-31	2024-07-12
	Rep	Dealing in securities	2011-10-31	2024-07-12
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2011-02-22	2011-08-23
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2011-02-22	2011-08-23
	Rep	Dealing in securities	2009-05-18	2011-08-23