Personnel Hong Kong SFC License Details (ID 127989)

Personnel Hong Kong SFC License Details (ID 127989)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Joy Rich Asset Management Company Limited	RO	Asset management	2021-02-01	-
JOY RICH SECURITIES INVESTMENT LIMITED	RO	Dealing in securities	2017-04-25	2017-10-25
CMBC INTERNATIONAL FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2012-01-10	2015-03-01
CMBC SECURITIES COMPANY LIMITED	Rep	Advising on securities	2012-01-10	2015-03-01
	Rep	Dealing in securities	2012-01-10	2015-03-01
SKYWAY-PHAROS ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2011-09-23	2011-11-30
	Rep	Asset management	2011-09-23	2011-11-30
CMBC SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2009-06-24	2010-01-31