Personnel Hong Kong SFC License Details (ID 128032)

Personnel Hong Kong SFC License Details (ID 128032)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HANSUI CAPITAL COMPANY LIMITED	Rep	Advising on securities	2025-05-21	-
	Rep	Asset management	2025-05-21	-
	Rep	Dealing in securities	2025-05-21	-
Dynasty Alliance Investment Management Limited	Rep	Advising on securities	2021-12-16	2025-05-08
	Rep	Asset management	2021-12-16	2025-05-08
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2017-10-10	2021-06-26
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2017-10-10	2021-06-26
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2009-05-29	2009-10-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2009-05-29	2009-10-01