| Nine Masts Capital Limited | Rep | Asset management | 2023-06-12 | 2025-11-30 |
| Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2014-06-03 | 2023-04-12 |
| Rep | Dealing in securities | 2014-06-03 | 2023-04-12 |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2011-09-20 | 2014-03-31 |
| Rep | Dealing in securities | 2011-09-20 | 2014-03-31 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-09-07 | 2011-05-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2009-06-01 | 2011-05-09 |
| Merrill Lynch Far East Limited | Rep | Dealing in securities | 2009-06-01 | 2011-05-09 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-06-01 | 2010-09-07 |