Personnel SFC Licences and HKMA Registrations (ID 12807755)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2019-11-13	-
	Rep	Asset management	2019-11-13	-
ARTA GLOBAL MARKETS LIMITED	Rep	Advising on securities	2018-02-23	2019-10-18
	Rep	Asset management	2018-02-23	2019-10-18
	Rep	Dealing in securities	2018-02-23	2019-10-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.