Personnel Hong Kong SFC License Details (ID 128103)

Personnel Hong Kong SFC License Details (ID 128103)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Roofer Asset Management Limited	RO	Asset management	2021-05-07	2025-05-16
ROOFER SECURITIES LIMITED	RO	Advising on securities	2020-12-17	2025-05-16
	RO	Dealing in securities	2020-07-31	2025-05-16
DOUBLE S CAPITAL LIMITED	Rep	Advising on securities	2020-04-06	2020-06-08
	Rep	Asset management	2020-04-06	2020-06-08
Great Wall Pan Asia Asset Management Limited	Rep	Advising on securities	2014-07-11	2019-06-29
	Rep	Asset management	2014-07-11	2019-06-29
RHB SECURITIES HONG KONG LIMITED	Rep	Advising on securities	2011-12-30	2014-03-05
Planetree Futures Limited	Rep	Dealing in futures contracts	2009-07-02	2011-01-14
Planetree Securities Limited	Rep	Dealing in securities	2009-07-02	2011-01-14