Personnel Hong Kong SFC License Details (ID 128110)

Personnel Hong Kong SFC License Details (ID 128110)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CAPITAL FOCUS ASSET MANAGEMENT LIMITED	Rep	Asset management	2020-04-06	2026-03-23
SHUN LOONG SECURITIES COMPANY LIMITED	RO	Dealing in securities	2017-08-15	-
Minerva Asset Global Investment Capital Limited	Rep	Asset management	2016-11-24	2017-08-09
Minerva Holding Financial Securities Limited	RO	Dealing in securities	2015-02-26	2017-08-09
	Rep	Dealing in securities	2014-10-30	2015-02-26
CHINA DEMETER SECURITIES LIMITED	Rep	Dealing in securities	2011-01-03	2014-10-30
HO FUNG SHARES INVESTMENT LIMITED	Rep	Dealing in securities	2009-06-16	2011-01-01