Chen, Mingxiao (SFC:BMJ700) 陳明瀟

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Alvarez & Marsal Corporate Finance Limited	Rep	Advising on corporate finance	2021-11-24	-
Argonaut Securities (Asia) Limited	Rep	Advising on corporate finance	2018-02-26	2018-10-04
	Rep	Dealing in securities	2018-02-26	2018-10-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Alvarez & Marsal Corporate Finance Limited	Rep	Advising on corporate finance	2021-11-24	-
Argonaut Securities (Asia) Limited	Rep	Advising on corporate finance	2018-02-26	2018-10-04
	Rep	Dealing in securities	2018-02-26	2018-10-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.