Personnel Hong Kong SFC License Details (ID 128122)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2017-07-05	2018-08-31
	Rep	Advising on securities	2017-07-05	2022-03-25
	Rep	Advising on securities	2017-06-09	2017-06-30
	Rep	Dealing in securities	2017-06-09	2017-06-30
	Rep	Advising on securities	2017-02-17	2017-02-24
	Rep	Dealing in securities	2017-02-17	2017-02-24
	Rep	Advising on securities	2016-12-02	2016-12-07
	Rep	Dealing in securities	2016-12-02	2016-12-07
	Rep	Advising on securities	2016-10-20	2016-11-04
	Rep	Dealing in securities	2016-10-20	2016-11-04
	Rep	Advising on securities	2016-04-19	2016-04-22
	Rep	Dealing in securities	2016-04-19	2016-04-22
	Rep	Advising on securities	2015-10-22	2015-10-27
	Rep	Dealing in securities	2015-10-22	2015-10-27
	Rep	Advising on securities	2015-05-26	2015-05-29
	Rep	Dealing in securities	2015-05-26	2015-05-29
	Rep	Advising on securities	2014-12-03	2014-12-05
	Rep	Dealing in securities	2014-12-03	2014-12-05
	Rep	Advising on securities	2014-08-27	2014-08-29
	Rep	Dealing in securities	2014-08-27	2014-08-29
	Rep	Advising on securities	2014-06-18	2014-06-20
	Rep	Dealing in securities	2014-06-18	2014-06-20
	Rep	Advising on securities	2014-01-13	2014-01-17
	Rep	Dealing in securities	2014-01-13	2014-01-17
	Rep	Advising on securities	2013-05-06	2013-05-07
	Rep	Dealing in securities	2013-05-06	2013-05-07
	Rep	Advising on securities	2013-03-25	2013-03-25
	Rep	Dealing in securities	2013-03-25	2013-03-25
	Rep	Advising on securities	2012-12-12	2012-12-14
	Rep	Dealing in securities	2012-12-12	2012-12-14
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2009-06-23	2010-02-10