| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | Rep | Dealing in futures contracts | 2012-04-23 | 2012-11-30 |
| Rep | Dealing in securities | 2012-04-23 | 2012-11-30 | |
| Daishin Securities Asia Limited | RO | Advising on securities | 2009-09-29 | 2010-06-30 |
| RO | Dealing in securities | 2009-09-29 | 2010-06-30 | |
| Rep | Advising on securities | 2009-07-24 | 2009-09-29 | |
| Rep | Dealing in securities | 2009-07-24 | 2009-09-29 |