| VALUABLE CAPITAL LIMITED | RO | Advising on futures contracts | 2022-08-22 | - |
| RO | Advising on securities | 2022-08-22 | - |
| RO | Dealing in futures contracts | 2021-11-08 | - |
| RO | Dealing in securities | 2021-11-08 | - |
| Rep | Asset management | 2020-11-23 | - |
| Rep | Advising on futures contracts | 2020-11-23 | 2022-08-22 |
| Rep | Advising on securities | 2020-11-23 | 2022-08-22 |
| Rep | Dealing in futures contracts | 2019-11-08 | 2021-11-08 |
| Rep | Dealing in securities | 2019-11-08 | 2021-11-08 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2019-08-21 | 2019-10-11 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2019-08-21 | 2019-10-11 |
| RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2018-04-10 | 2019-08-04 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2018-04-10 | 2019-08-04 |
| GigaMoney Limited | Rep | Dealing in securities | 2017-11-02 | 2018-03-19 |
| HONG KONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-08-18 | 2018-03-19 |
| SFGHK Limited | Rep | Dealing in securities | 2010-08-03 | 2011-07-04 |
| TOYO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2010-05-06 | 2010-05-18 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Leveraged foreign exchange trading | 2009-11-20 | 2010-03-01 |
| Rep | Dealing in futures contracts | 2009-08-20 | 2010-03-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-06-19 | 2010-03-01 |