Personnel Hong Kong SFC License Details (ID 12814203)

Personnel Hong Kong SFC License Details (ID 12814203)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Eddid Securities and Futures Limited	Rep	Advising on futures contracts	2020-01-13	-
	Rep	Dealing in futures contracts	2020-01-13	-
	Rep	Leveraged foreign exchange trading	2020-01-13	-
	Rep	Advising on securities	2019-12-02	-
	Rep	Dealing in securities	2019-12-02	-
Lion Global Financial Limited	Rep	Advising on securities	2019-08-08	2019-09-11
	Rep	Dealing in securities	2019-07-10	2019-09-11
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2018-02-27	2019-05-01
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2018-02-27	2019-05-01