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Personnel Hong Kong SFC License Details (ID 12814208)
Personnel
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SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED
RO
Advising on corporate finance
2018-02-27
2018-11-30
SHANXI SECURITIES INTERNATIONAL LIMITED
RO
Dealing in securities
2018-02-27
2018-11-30