Webb-site Legacy

Coombs, Jonathan Lee 顧植德

SFC ID:ATE957

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2023-02-23	-
	Rep	Dealing in securities	2023-02-23	-
UBS SECURITIES HONG KONG LIMITED	Rep	Providing automated trading services	2023-02-23	-
	Rep	Dealing in securities	2023-02-23	-
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2014-06-11	2022-10-28
	Rep	Dealing in securities	2014-06-11	2022-10-28
Credit Suisse Securities (Hong Kong) Limited	Rep	Providing automated trading services	2014-06-11	2022-10-28
	Rep	Dealing in securities	2014-06-11	2022-10-28
PCA Investments Hong Kong, Limited	Rep	Asset management	2013-05-06	2014-01-23
Tora Trading Services Limited (HK)	Rep	Providing automated trading services	2011-10-06	2013-04-30
	Rep	Dealing in futures contracts	2011-10-06	2013-04-30
	Rep	Dealing in securities	2010-10-13	2013-04-30
BLACKROCK (HONG KONG) LIMITED	Rep	Dealing in securities	2009-08-13	2010-02-25