Personnel SFC Licences and HKMA Registrations (ID 12817150)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Everbright Securities Digital Finance (HK) Limited	Rep	Dealing in securities	2025-04-28	-
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	RO	Dealing in securities	2020-04-29	-
	RO	Advising on securities	2020-04-29	2024-02-23
Everbright Securities Investment Services (HK) Limited	RO	Advising on securities	2020-04-29	-
	RO	Dealing in securities	2020-04-29	-
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2019-03-11	-
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2019-03-11	2024-12-31
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Asset management	2019-01-23	-
	Rep	Advising on securities	2018-04-24	2020-04-29
	Rep	Dealing in securities	2018-04-24	2020-04-29
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2018-02-28	2020-04-29
	Rep	Dealing in securities	2018-02-28	2020-04-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.