Personnel Hong Kong SFC License Details (ID 128174)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FUBON SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2015-08-12	2016-09-15
	Rep	Dealing in securities	2015-08-12	2016-09-15
PRUDENTIAL BROKERAGE LIMITED	Rep	Advising on securities	2009-06-29	2010-04-30
	Rep	Dealing in securities	2009-06-29	2010-04-30