Personnel SFC Licences and HKMA Registrations (ID 128178)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Global Markets Limited	Rep	Advising on securities	2026-10-06	-
	Rep	Dealing in securities	2026-10-06	-
CMB International Securities Limited	Rep	Advising on securities	2026-10-06	-
	Rep	Dealing in securities	2026-10-06	-
PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2014-08-04	2018-03-28
	Rep	Asset management	2014-08-04	2018-03-28
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2009-06-29	2010-05-10
	Rep	Dealing in securities	2009-06-29	2010-05-10
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2009-06-29	2010-05-10
	Rep	Dealing in futures contracts	2009-06-29	2010-05-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.