Sekinuma, Joji 陳丞治

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ORIX Asia Asset Management Limited	Rep	Advising on securities	2022-06-22	-
	Rep	Asset management	2022-06-22	-
	Rep	Dealing in securities	2022-06-22	-
TOKAI TOKYO SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2018-03-01	2018-11-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ORIX Asia Asset Management Limited	Rep	Advising on securities	2022-06-22	-
	Rep	Asset management	2022-06-22	-
	Rep	Dealing in securities	2022-06-22	-
TOKAI TOKYO SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2018-03-01	2018-11-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.