Personnel Hong Kong SFC License Details (ID 128190)

Personnel Hong Kong SFC License Details (ID 128190)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2019-08-15	2026-03-31
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2019-08-15	2026-03-31
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2016-03-04	2019-08-10
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2016-03-04	2019-08-10
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2011-01-19	2011-03-09
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2011-01-19	2011-03-09
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2009-08-10	2010-12-31
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2009-07-06	2010-12-31