Personnel Hong Kong SFC License Details (ID 128200)

Personnel Hong Kong SFC License Details (ID 128200)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Kai Yin Securities Limited	Rep	Dealing in futures contracts	2018-06-06	2021-03-04
	RO	Advising on securities	2017-06-12	2021-03-04
	RO	Dealing in securities	2017-03-17	2021-03-04
	Rep	Dealing in securities	2017-01-17	2017-03-17
CHINA DEMETER SECURITIES LIMITED	RO	Asset management	2016-06-29	2017-01-13
	RO	Advising on securities	2015-04-22	2017-01-13
	RO	Dealing in securities	2013-08-08	2017-01-13
	Rep	Dealing in securities	2011-03-01	2013-08-08
TSE'S SECURITIES LIMITED	Rep	Dealing in securities	2009-07-27	2011-02-28