Personnel SFC Licences and HKMA Registrations (ID 12823914)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NORTHERN TRUST COMPANY OF HONG KONG LIMITED, THE	Rep	Dealing in futures contracts	2026-08-06	-
	Rep	Dealing in securities	2026-08-06	-
MAN INVESTMENTS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2023-10-03	2025-02-13
	Rep	Dealing in securities	2023-10-03	2025-02-13
	Rep	Leveraged foreign exchange trading	2023-10-03	2025-02-13
	Rep	Leveraged foreign exchange trading	2019-04-16	2023-10-02
	Rep	Dealing in futures contracts	2019-04-08	2023-10-02
	Rep	Dealing in securities	2019-04-08	2023-10-02
JANE STREET HONG KONG LIMITED	Rep	Dealing in futures contracts	2018-03-05	2019-03-26
	Rep	Dealing in securities	2018-03-05	2019-03-26

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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