Personnel Hong Kong SFC License Details (ID 12823922)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2019-10-08	2019-10-11
	Rep	Advising on securities	2019-03-22	2019-03-29
	Rep	Advising on securities	2018-10-24	2018-10-30
	Rep	Advising on securities	2018-03-05	2018-03-12