Personnel Hong Kong SFC License Details (ID 128241)

Personnel Hong Kong SFC License Details (ID 128241)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Meraki Global Advisors (HK) Limited	RO	Dealing in futures contracts	2024-05-31	2025-05-31
	RO	Dealing in securities	2024-05-31	2025-05-31
	Rep	Dealing in futures contracts	2023-03-30	2024-05-31
	Rep	Dealing in securities	2023-03-30	2024-05-31
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2016-07-27	2020-07-25
Sunrise Brokers (Hong Kong) Limited	Rep	Dealing in securities	2015-02-25	2016-06-02
MIRABAUD (ASIA) LIMITED	Rep	Advising on securities	2009-07-15	2010-09-30
	Rep	Dealing in securities	2009-07-15	2010-09-30