| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-12-11 | 2010-07-13 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-11-09 | 2010-07-13 |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2009-07-22 | 2009-11-03 |