| Merrill Lynch Far East Limited | Rep | Providing automated trading services | 2013-09-06 | 2017-09-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Providing automated trading services | 2011-10-07 | 2013-09-23 |
| Rep | Dealing in securities | 2011-10-07 | 2017-09-01 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2011-10-07 | 2017-09-01 |
| Rep | Dealing in securities | 2011-10-07 | 2017-09-01 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Providing automated trading services | 2009-07-29 | 2011-04-27 |
| Rep | Dealing in securities | 2009-07-29 | 2011-04-27 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2009-07-29 | 2011-04-27 |