| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| QUBE RESEARCH & TECHNOLOGIES HONG KONG LIMITED | RO | Dealing in securities | 2025-12-29 | - |
| RO | Asset management | 2025-07-28 | - | |
| Rep | Asset management | 2025-04-11 | 2025-07-28 | |
| Citadel Securities (Hong Kong) Limited | RO | Dealing in futures contracts | 2016-01-27 | 2024-02-05 |
| RO | Dealing in securities | 2016-01-27 | 2024-02-05 | |
| Rep | Dealing in futures contracts | 2015-12-28 | 2016-01-27 | |
| Rep | Dealing in securities | 2015-12-28 | 2016-01-27 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2014-01-14 | 2015-09-24 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2014-01-14 | 2015-09-24 |
| Rep | Dealing in securities | 2014-01-14 | 2015-09-24 | |
| SG SECURITIES (HK) LIMITED | Rep | Providing automated trading services | 2009-08-17 | 2010-04-05 |
| Rep | Dealing in futures contracts | 2009-08-17 | 2010-04-05 | |
| Rep | Dealing in securities | 2009-08-17 | 2010-04-05 |
No HKMA registrations in the collected records.